Securities Practice Notes

Real time quotes at the stock exchange

September 2015

Displaying 1-3 of 3

Cooperative Capital Markets Regulatory System – An Update

Kevin J. Sorochan

On August 25, 2015, the participating jurisdictions of the proposed Cooperative Capital Markets Regulatory System (the “Cooperative System”) made further advances towards the establishment of a harmonized regulatory framework for the Canadian capital markets. The participating jurisdictions are British Columbia,...

More

CSA adopts amendments to the prospectus-exempt rights offering regime

On September 24, 2015, the Canadian Securities Administrators (the “CSA”), adopted amendments to the prospectus-exempt rights offering regime, resulting in: amendments to: National Instrument 45-106 Prospectus Exemptions (“NI 45-106”); National Instrument 41-101 General Prospectus Requirements (“NI 41-101”); National Instrument 44-101...

More

TSX Broadens Exemptions Available to Interlisted Issuers

Alizée Bilbey

The Toronto Stock Exchange (the “TSX”) has adopted, and the Ontario Securities Commission has approved, amendments (the “Amendments”) to Parts I, III, IV and VI of the TSX Company Manual (the “Manual”), to modify, expand and formalize certain transactional and...

More

Displaying 1-3 of 3