Securities Practice Notes

Real time quotes at the stock exchange

July 2015

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Changes to NI 45-106 and CP 45-106: Get Ready for your Next Private Placement

Bruno Caron

On May 5, 2015, several amendments to the Canadian prospectus exempt regime came into force including changes to National Instrument 45-106–Prospectus Exemptions (“NI 45-106”), and to its Companion Policy (“CP 45-106”).  Of particular importance are the changes relating to the...

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TSX and TSX-V Finalize Guidance on Listing Requirements for Emerging Market Issuers

Dwight D. Dee

Background On July 13, 2015, the Toronto Stock Exchange (the “TSX”) published a Staff Notice with guidance on the listing requirements of the TSX in relation to applicants and issuers with significant connections to emerging market jurisdictions (“Emerging Market Issuers”)....

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