Securities Practice Notes

Real time quotes at the stock exchange

January 2016

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Prospectus Exemption for Certain Distributions through an Investment Dealer Adopted in British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick

On January 14, 2016, the Canadian Securities Administrators issued Multilateral CSA Notice 45-318 Prospectus Exemptions for Certain Distributions through an Investment Dealer (the “Notice”).  In the Notice, the securities regulatory authorities in British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick...

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January 2016 – Updates in Brief

Kevin J. Sorochan

In December 2015 and January 2016, the Canadian Securities Administrators (“CSA”), the Toronto Stock Exchange (“TSX”) and the TSX Venture Exchange (“TSXV”) implemented, or announced the upcoming implementation of, a number of initiatives that will affect the capital raising efforts...

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