Erika Lai

Sociétaire | Vancouver

604.643.1207

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Significant New Proposals for Registrant Obligations Towards Their Clients

In 2012, the Canadian Securities Administrators (the “CSA”) embarked on a consultation process as to the appropriateness of introducing a statutory best interest duty for registrants when advice is provided to retail investors.  Since 2012, various members of the CSA...

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