Securities Practice Notes

Real time quotes at the stock exchange

March 2015

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‘Weeding’ out Non-Compliant Disclosure: a review of CSA Staff Notice 51-342

Blair C. Lowther

On April 1, 2014, the Marijuana for Medical Purposes Regulations (“MMPR”), which govern the production, distribution and use of medical marijuana, were substantially effected in Canada. Following the implementation of the MMPR, the Canadian Securities Administrators (“CSA”) observed that a...

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OSC Proposes a Whistleblower Program for Market Participants

On February 3, 2015, the Ontario Securities Commission (the “OSC”) released OSC Staff Consultation Paper 15-401 – Proposed Framework for an OSC Whistleblower Program (the “Program”) aimed at encouraging individuals with knowledge of possible breaches of Ontario securities law (“Whistleblowers”)...

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