Securities Practice Notes

Real time quotes at the stock exchange

June 2015

Displaying 1-3 of 3

CSA Notice of Amendments to National Instrument 33-105 Underwriting Conflicts to Streamline Disclosure Requirements for Private Foreign Securities Offerings to Certain Canadian Investors

On June 25, 2015, the Canadian Securities Administrators (the “CSA”) implemented amendments to National Instrument 33-105 Underwriting Conflicts (“NI 33-105”), which have been made by each member of the CSA (the “Amendments”). The Amendments will come into force on September...

More

Make Sure Your Reports of Exempt Distributions comply with National Instrument 45-106 Prospectus Exemptions

Unless a prospectus has been filed and a receipt has been issued by the relevant security regulatory authorities or an exemption exists from the prospectus requirement, securities legislation prohibits issuers and underwriters from distributing securities.  National Instrument 45-106 Prospectus Exemptions...

More

( Available in French only )

Le financement participatif des entreprises en démarrage à l’ère du 2.0

Bruno Caron

Le 14 mai 2015, les autorités réglementaires en matière de valeurs mobilières de la Colombie Britannique, de la Saskatchewan, du Manitoba, du Québec, du Nouveau Brunswick et de la Nouvelle-Écosse ont adopté, au moyen de décisions générales locales substantiellement harmonisées,...

More

Displaying 1-3 of 3