Securities Practice Notes

Real time quotes at the stock exchange

June 16, 2020

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Offering in confidence: New confidential prospectus pre-file review process

Jonathan Tong, Desmond J. Christy

On March 5, 2020, the Canada Securities Administrators (“CSA”) introduced a new harmonized process for the full review of prospectuses on a confidential pre-file basis (the “Confidential Pre-File Review Process”). The Confidential Pre-File Review Process applies to non-investment fund issuers....


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