Erika Lai

Associate | Vancouver

604.643.1207

Portrait of Erika Lai

Erika Lai is an associate in Miller Thomson’s Securities and Capital Markets and Corporate/M&A groups. She has experience in public offerings, private placements, corporate governance, ongoing compliance and other corporate transactions. Erika works with other team members to ensure efficient and effective responses to client specific needs. She has worked with a variety of clients, including private companies, public companies and securities underwriters and agents.

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Significant New Proposals for Registrant Obligations Towards Their Clients

In 2012, the Canadian Securities Administrators (the “CSA”) embarked on a consultation process as to the appropriateness of introducing a statutory best interest duty for registrants when advice is provided to retail investors.  Since 2012, various members of the CSA...

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Tailwind Capital Corporation closes IPO

Counsel to the agent PI Financial Corp.

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Green Organic Dutchman completes $132 million IPO

Counsel to the syndicate of agents co-led by Canaccord Genuity Corp. and PI Financial Corp.

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RMR Science Technologies Inc. closes CPC IPO

Counsel to the agent PI Financial Corp.

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Blue Bay Capital Inc. completes CPC IPO

Counsel to the agent Haywood Securities Inc.

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Filo Mining closes $15.3 million offering

Counsel to the underwriters led by Haywood Securities Inc.

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Bonterra Resources closes $21.5 million private placement

Counsel to Bonterra Resources Inc.

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Trigen Resources and Bliss Co Holdings complete reverse takeover; Supreme Cannabis makes strategic investment

Counsel to Trigen Resources Inc.

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AAJ Capital 1 Corp. completes IPO

Counsel to AAJ Capital 1 Corp.

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Darien Resource Development Corp. completes IPO

Counsel to the agent Mackie Research Capital Corporation

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First Legacy Mining completes IPO and lists on TSXV

Counsel to the agent PI Financial Corp.

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