Securities Practice Notes
2010 Archives
Winter 2011
Court Approval of Plan of Arrangement: The Magna Decision
CSA Staff Notice 51-333: Environmental Reporting Guidance
New Regulation For Rating Agencies
IIROC New Product Due Diligence Regulatory Review - Common Deficiencies and Requirements for Written Policies, Procedures and Controls
CSA Staff Notice 51-332 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010
CSA Staff Notice 51-333: Environmental Reporting Guidance
New Regulation For Rating Agencies
IIROC New Product Due Diligence Regulatory Review - Common Deficiencies and Requirements for Written Policies, Procedures and Controls
CSA Staff Notice 51-332 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010
Summer 2010
New Directions in Canadian Rights Plans - But Which Way?
The National Securities Regulation Debate Intensifies
Alberta Blanket Order Completes "North West" Exemptions From Universal Registration Requirements
Frequently Asked Questions about the New Insider Trading Regime
Canadian Securities Administrators Publish New Guidance on Disclosure of Forward-Looking Information
Jones v. Harris: Decision by U.S. Supreme Court Provides Guidance to Investment Funds Industry
The National Securities Regulation Debate Intensifies
Alberta Blanket Order Completes "North West" Exemptions From Universal Registration Requirements
Frequently Asked Questions about the New Insider Trading Regime
Canadian Securities Administrators Publish New Guidance on Disclosure of Forward-Looking Information
Jones v. Harris: Decision by U.S. Supreme Court Provides Guidance to Investment Funds Industry
Spring 2010
Winter 2010