Stock Exchange Listing

Our Group

Miller Thomson’s Capital Markets and Securities Group consists of lawyers who offer comprehensive legal services to issuers in relation to all stock exchange matters.  Our national platform enables us to advise and assist all types of issuers, at all stages of development, and wherever located, whether it involves applying for and obtaining a listing on Canada’s major stock exchanges or counselling on transactional and day to day compliance matters.

Our Clients

The lawyers in our Group have recognized expertise in marshalling the process to obtain an initial listing for a broad range of issuers across all industry sectors including Mining, Oil and Gas, Manufacturing, Automotive, Technology, E-commerce, CleanTech, Telecommunications, Banking and Financial Services, Insurance, Real Estate Development, Transportation, Hospitality, and Health Care and Life Sciences, among others.  In addition, we have special expertise in handling early-stage companies seeking an initial Tier 1 or Tier 2 listing on the TSX Venture Exchange, as well as significant experience in listing more mature issuers on the TSX.

Our Services

Our group has a depth of experience in all types of listing transactions including initial public offerings, additional listings, substitutional listings, international listings by U.S. based and other foreign issuers, reverse take-over transactions as well as TSX Venture Exchange Capital Pool Company transactions.  Our lawyers know and have worked closely with the key people at the various exchanges in their jurisdictions.  Our firm is also an active participant on key TSX and TSX Venture Exchange Advisory Committees.

Our securities lawyers are ready to assist you in all stock exchange matters, including:

• public offerings coupled with a TSX, TSXV  listing;
• reverse take-over transactions;
• TSXV Capital Pool Company transactions;
• U.S. and non-Canadian issuers seeking to list in Canada; and
• Ongoing compliance with exchange requirements.

We offer a seamless cross-Canada service in all major Canadian markets, as well as all the necessary ingredients to get your deal done quickly and effectively, including securities, tax, restructuring, intellectual property and real estate expertise.